Initial Discovery
Health Check Audit
Governance Blueprint
Fractional Oversight
We evaluate your existing investment committee documentation, platform arrangements, and fee schedules to map operational exposure.
A structured review identifying specific CIP vulnerabilities, portfolio suitability gaps, and regulatory oversight boundaries.
We deliver clear committee terms of reference, documented decision matrices, and platform co-manufacturing criteria.
Ongoing quarterly investment committee leadership, portfolio monitoring, and independent challenge for board meetings.
Managing platform co-manufacturing boundaries
Transitioning client assets between standardized model portfolio services and bespoke discretionary management creates complex regulatory and operational boundaries. We construct clear decision matrices that define exact platform responsibilities.
Our independent oversight ensures your practice maintains documented rationale for platform selection, manager due diligence, and rebalancing protocols across all advisory accounts.
Discuss your committee cadence
Schedule a confidential board review to evaluate your CIP governance framework and identify immediate risk areas.